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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

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PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

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EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

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REC 3.4 Members of the management body and internal organisation

CASS 7.13 Segregation of client money

LR 9.6 Notifications

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 9.4 Reliance on individual guidance

DTR 8.5 Supervision of primary information providers

COLL 6.4 Title and registers

COLL 4.4 Meetings of Unitholders and service of notices

SUP 16.4 Annual controllers report

LR 1.1 Introduction

EG 9.6 Applications for variation or revocation of prohibition orders