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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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