Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

…

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

PERG 4.11 Link between activities and the United Kingdom

LR 9.5 Transactions

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

LR 12.4 Purchase of own equity shares

MCOB 1.2 General application: who? what?

PERG 5.5 The regulated activities: dealing in contracts as agent

GEN 4.2 Purpose

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

APER 4.6 Statement of Principle 6

REC 2A.4 Power and procedure for RAP penalties and censures

CONC 4.2 Pre-contract disclosure and adequate explanations

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

PERG 9.4 Collective investment scheme (section 235 of the Act)

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

COBS 16.2 Occasional reporting

RCB 3.2 Annual confirmations of compliance and asset pool monitor

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

SUP 4.4 Appropriate actuaries

LR 4.4 Miscellaneous