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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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SYSC 4.9

As Published: 2015

SYSC 4.9

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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