Search Result

141 - 160 of 1404 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SYSC 4.5

As Published: 2015

SYSC 4.5

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model