Search Result

1121 - 1140 of 1183 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

TC App 5.1

As Published: 2010

TC App 5.1

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

COBS 19.7 Pensions nudge and retirement risk warnings

As Published: 2015

COBS 19.7 Pensions nudge and retirement risk warnings

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents