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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

COBS 11.6 Use of dealing commission [deleted]

EG 10.4 Other relevant powers

RCB 3.3 Asset pool notifications

CONC 3.1 Application

COLL 5.5 Cash, borrowing, lending and other provisions

MAR 1.10 Statutory exceptions

MCOB 9.4 Content of illustrations

PERG 8.6 Communicate

COND 2.5 Suitability

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

SUP 1A.3 The FCA's approach to supervision

LR 3.3 Shares

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach

APER 4.4 Statement of Principle 4

LR 3.4 Debt and other securities

REC 4.2D Suspension and removal of financial instruments from trading by the FCA