Search Result

801 - 820 of 1551 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

PERG 4.10A Activities within scope of the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities within scope of the Mortgage Credit Directive

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

As Published: 2015

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

DEPP 4.2 Urgent statutory notice cases [deleted]

As Published: 2011

DEPP 4.2 Urgent statutory notice cases [deleted]