Search Result

601 - 620 of 1595 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

MAR 5A.2 Purpose

As Published: 2017

MAR 5A.2 Purpose

MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

As Published: 2015

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application