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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

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EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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