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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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SYSC 1.4 Application of SYSC 11 to 28A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28A

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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SYSC 4.9

As Published: 2015

SYSC 4.9

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