Search Result

81 - 100 of 1212 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

SYSC 5.2

As Published: 2015

SYSC 5.2

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money