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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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