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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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