Search Result

541 - 560 of 1588 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege