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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

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DISP 1.10B Payment services and electronic money complaints reporting

EG 6.1 Publicity during FCA investigations

EG 12.2 FCA cautions

FEES 6.5 Compensation costs

REC 2.7 Access to facilities

EG 19.27 Alternative Investment Fund Managers Regulations 2013

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

MAR 1.4 Unlawful disclosure

CONC 2.7 Distance marketing

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

SYSC 19C.2 General requirement

PERG 7.6 Applications for a certificate

PERG 4.6 Advising on regulated mortgage contracts

SUP 3.11 Review of auditor’s client assets report

EG 8.3 Use of the own-initiative powers

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 5.2 When settlement decisions may take place

SUP 10A.9 Significant management functions [deleted]