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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

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COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

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INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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