Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

…

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

…

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CREDS 8.2 Reporting requirements

REC 3.4 Members of the management body and internal organisation

EG 7.6 Private warnings

LR 3.3 Shares

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

LR 5.2 Cancelling listing

COND 1.3 General

LR 9.8 Annual financial report

PERG 8.21 Company statements, announcements and briefings

SUP 10C.9 Minimising overlap with the PRA approved persons regime

DEPP 8.2 Use of the own-initiative variation of approval power: general

SUP 9.2 Making a request for individual guidance

DISP 1.10 Complaints reporting rules

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

DEPP 2.5 Provision for certain categories of decision

FEES 4.2 Obligation to pay periodic fees

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

ICOBS 6.3 Pre- and post-contract information: pure protection contracts