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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting