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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

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RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

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LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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Similar To

SUP 16.1 Application

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

REC 3.13 Delegation of relevant functions

SYSC 4.2 Persons who effectively direct the business

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

MAR 9.5 Frequently Asked Questions

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MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

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DTR 1A.2 Modifying rules and consulting the FCA

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy