Search Result

281 - 300 of 612 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

As Published: 2015

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions