Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

…

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

…

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

…

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

…

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

…

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 7.2 Alternatives to sanctions

PERG 8.14 Other financial promotions

PERG 13.7 The territorial application of MiFID [deleted]

FIT 2.1 Honesty, integrity and reputation

FEES 6.7 Payment of levies

RCB 3.5 Other notifications

APER 4.7 Statement of Principle 7

EG 10.1 Introduction

SYSC 10.1 Application

EG 19.27 Alternative Investment Fund Managers Regulations 2013

DISP 1.10B Payment services and electronic money complaints reporting

SUP 12.9 Record keeping

LR 5.6 Reverse takeovers