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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

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SUP 3.1 Application

COLL 14.1 Introduction

COND 1.3 General

COND 2.4 Appropriate resources

SYSC 12.1 Application

DISP 1.3 Complaints handling rules

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

DEPP 1.2 Introduction to statutory notices

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

SUP 5.3 Policy on the use of skilled persons

LR 17.3 Requirements with continuing application

SUP 8.3 Applying for a waiver

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy