Search Result

121 - 140 of 294 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2017

COBS 10.4 Assessing appropriateness: when it need not be done