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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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CONC 5A.4 Cost cap for operating an electronic system in relation to lending

As Published: 2015

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

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DISP App 3.7 Approach to redress at step 1

As Published: 2011

DISP App 3.7 Approach to redress at step 1

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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TC App 5.1

As Published: 2010

TC App 5.1

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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Similar To

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

SUP 10C.9 Minimising overlap with the PRA approved persons regime

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

DISP 1.3 Complaints handling rules

COBS 9.2 Assessing suitability

BIPRU 13.7 Contractual netting

MCOB 9.8 Disclosure after sale: lifetime mortgages

IPRU-INV 5.8 Calculation of own funds and liquid capital

DEPP 4.1 Executive decision maker

EG 19.30 The Mortgage Credit Directive Order

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

IPRU-INV 4.2 PURPOSE

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)