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MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

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EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

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SYSC 4.9

As Published: 2015

SYSC 4.9

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

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CONC 2.7 Distance marketing