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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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