Search Result

221 - 240 of 1443 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose