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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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