Search Result

181 - 200 of 919 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

As Published: 2006

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

COBS 18.3 Corporate finance business

As Published: 2007

COBS 18.3 Corporate finance business

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

MCOB 4A.3 Record of recommendation

As Published: 2016

MCOB 4A.3 Record of recommendation

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution