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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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COBS 5.1 The distance marketing disclosure rules

DISP App 3.6 Determining the effect of a breach or failing at step 1

COBS 20.3 Principles and Practices of Financial Management

DTR 1A.3 FCA may require the publication of information

MIPRU 1.2 Actions for damages

REC 4.2F Information gathering power on FCA’s own initiative

DTR 1.5 Fees and sanctions

REC 3.25 Significant breaches of rules and disorderly trading conditions

EG 2.11 Senior management responsibility

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 2.15 Decision making in the context of regulatory enforcement action

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

EG 14.2 Choice of powers

CASS 11.6 Statutory trust