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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

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