Search Result

621 - 640 of 1327 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

CONC 3.11 Not approving certain financial promotions

As Published: 2014

CONC 3.11 Not approving certain financial promotions