Search Result

461 - 480 of 1610 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

COBS 19.7 Pensions nudge and retirement risk warnings

As Published: 2015

COBS 19.7 Pensions nudge and retirement risk warnings

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

As Published: 2016

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]