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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

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Similar To

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

PERG 2.5 Investments and activities: general

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

SUP 12.7 Notification and reporting requirements

EG 4.9 Involvement of FCA supervisors during the investigation phase

APER 4.5 Statement of Principle 5

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

FEES 13.1 Application and purpose

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 3.3 Appointment of auditors

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]