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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

IPRU-INV 14 App 1 Interpretation

As Published: 2019

IPRU-INV 14 App 1 Interpretation

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements