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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

PERG 15.2 General

As Published: 2011

PERG 15.2 General

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations