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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

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COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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PERG 15.1 Introduction

LR 3.2 Application for admission to listing

DISP 3.2 Jurisdiction

LR 19.5 Disclosures

LR 8.5 Responsibilities of listed companies

COBS 12.4 Investment recommendations

BIPRU 11.4 Technical criteria on disclosure: General criteria

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

EG 12.1 The FCA’s general approach

LR 10.7 Transactions by specialist companies

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

COBS 22.2 Restrictions on the retail distribution of mutual society shares

PERG 14.4 Activities relating to home purchase plans

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration