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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions