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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.1 Application

As Published: 2005

LR 19.1 Application

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COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

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COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

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CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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