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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

As Published: 2015

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

CONC 7.8 Jurisdictional requirements

As Published: 2014

CONC 7.8 Jurisdictional requirements