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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

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SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

As Published: 2015

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

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