Search Result

481 - 500 of 1205 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General