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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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PRIN 1.1 Application and purpose

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 10C.13 Variation of conditional and time-limited approvals

PERG 15.5 Negative scope/exclusions

LR 8.2 When a sponsor must be appointed or its guidance obtained

GEN 6.1 Payment of financial penalties

SUP 3.3 Appointment of auditors

IPRU-INV 14 App 1 Interpretation

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products