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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

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LR 14.1 Application

As Published: 2005

LR 14.1 Application

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EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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CONC 7.8 Jurisdictional requirements

As Published: 2014

CONC 7.8 Jurisdictional requirements

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EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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