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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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LR 4.3 Approval and publication of listing particulars

DTR 5.8 Procedures for the notification and disclosure of major holdings

SYSC 9.2 Credit institutions providing account information services or payment initiation services

EG 4.11 Approach to interviews and interview procedures

SYSC 3.2 Areas covered by systems and controls

RCB 3.2 Annual confirmations of compliance and asset pool monitor

COND 2.7 Business model

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

REC 3.25 Significant breaches of rules and disorderly trading conditions

MAR 5A.2 Purpose

MAR 5A.6 Finalisation of transactions

DEPP 6.5D Serious financial hardship

MAR 5A.7 Monitoring compliance with the rules of the OTF

FEES 1.1 Application and Purpose

EG 9.9 The effect of the FCA’s decision to withdraw approval

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

CASS 6.1 Application

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

REC 3.8 Financial and other information