Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 4.6 The section 296 power to give directions

MAR 9.3 Notification and information

SUP 12.7 Notification and reporting requirements

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

REC 3.6 Constitution and governance

SUP 15.4 Notified persons

FEES 6.2 Exemption

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

DISP 1.10 Complaints reporting rules

BIPRU 13.6 CCR internal model method

DEPP 6.2 Deciding whether to take action

SYSC 10.1 Application

LR 6.8 Warrants or options to subscribe

DTR 5.5 Acquisition or disposal by issuer of shares

CASS 5.5 Segregation and the operation of client money accounts

COBS 11.2 Best execution for AIFMs and residual CIS operators

MCOB 5A.6 Other information

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy