Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

…

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CREDS 3A.4 Insurance against fraud or other dishonesty

EG 12.1 The FCA’s general approach

REC 2A.3 Guidance on RAP recognition requirements

CONC 14.1 Application

PERG 8.16 Financial promotions concerning funeral plans

PERG 15.6 Territorial scope

CASS 11.2 Firm classification

LR 10.5 Class 1 requirements

COLL 2.1 Authorised fund applications

BIPRU 12.3 Liquidity risk management

CONC 2.8 E-commerce

SUP 11.1 Application

REC 3.20 Disciplinary action relating to members

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

REC 4.2 The supervisory relationship with UK recognised bodies

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]