Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

…

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

…

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

…

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

…

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

…

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MIPRU 4.2D Liquidity resources requirements

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

EG 7.2 Alternatives to sanctions

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

MCOB 5.4 Information on regulated mortgage contracts: general

EG 19.7 The Open-Ended Investment Companies Regulations 2001

CONC 5A.1 Application, purpose and guidance

DISP 1.3 Complaints handling rules

APER 1.2 Purpose

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SUP 11.8 Changes in the circumstances of existing controllers

LR 1.2 Modifying rules and consulting the FCA

EG 2.1 Case selection and the use of enforcement powers