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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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EG 18.1 Cancellation on the FCA’s own-initiative

REC 2.2 Method of satisfying the recognition requirements

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 10.7 Transactions by specialist companies

LR 16.2 [deleted]

PRIN 1.1 Application and purpose

FIT 1.3 Assessing fitness and propriety

APER 4.6 Statement of Principle 6

DTR 1.3 Information gathering and publication

EG 19.34 Markets in Financial Instruments Regulations 2017

SYSC 4.7

LR 20.5 Disclosures

CASS 1A.3 Responsibility for CASS operational oversight

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 18.4 Continuing obligations

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

SUP 3.10 Duties of auditors: notification and report on client assets

LR 12.6 Treasury shares

SUP 15.14 Notifications under the Payment Services Regulations

LR 12.1 Application