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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

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BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

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ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

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IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

MCOB 2.7A E-Commerce

GEN 7.2 Call charges

MCOB 2.8 Record keeping

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CASS 3.1 Application and Purpose

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

COBS 16.3 Periodic reporting

PERG 16.3 Managing an AIF

CASS 8.2 Definition of mandate

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 4.13 UCITS

COBS 5.2 E-Commerce

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

DEPP 2.2 Warning notices and first supervisory notices

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

BIPRU 12.4 Stress testing and contingency funding

ICOBS 2.2 Communications to clients and financial promotions